Business Transition for Business Owners

¹ Services offered by Bank of America Private Bank.

² Services offered by BofA Securities, Inc.

³ Private Sales Referral Network is specifically designed for clients with privately held companies that sit within the “Lower Middle Market” and are not a fit for our internal investment bank. These companies generally have trailing EBITDA of $2 million or more. Investment banking boutiques in the Private Sales Referral Network are registered broker-dealers with the SEC. Each operates independently, is not an agent of Bank of America, N.A., BofA Securities, Inc., and/or Merrill Lynch, Pierce, Fenner & Smith Incorporated, and will be the exclusive provider of investment banking services.

“Bank of America” and “BofA Securities” are the marketing names used by the Global Banking and Global Markets divisions of BofA Corp. Lending, other commercial banking activities, and trading in certain financial instruments are performed globally by banking affiliates of BofA Corp., including Bank of America, N.A., Member FDIC. Trading in securities and financial instruments, and strategic advisory, and other investment banking activities, are performed globally by investment banking affiliates of BofA Corp. (“Investment Banking Affiliates”), including, in the United States, BofA Securities, Inc., and Merrill Lynch Professional Clearing Corp., both of which are registered broker-dealers and Members of SIPC and, in other jurisdictions, by locally registered entities. BofA Securities, Inc., and Merrill Lynch Professional Clearing Corp. are registered as futures commission merchants with the CFTC and are members of the NFA.